Tuesday, September 27, 2005
NASD Chairman Calls For Annuity Sales Harmonization
A top official at the National Association of Securities Dealers says his group wants to take a closer look at sales of annuities.
NASD Chairman Robert Glauber talked about NASD annuity sales rules Friday in New York at a conference organized by the Securities Industry Association, New York.
Glauber talked about the need to create a level playing field for the mutual fund companies by ensuring that sales of other, competing products are subject to similar sales and disclosure rules.
(subscription req'd)
NASD Chairman Calls For Annuity Sales Harmonization
Source: National Underwriter
NASD Chairman Robert Glauber talked about NASD annuity sales rules Friday in New York at a conference organized by the Securities Industry Association, New York.
Glauber talked about the need to create a level playing field for the mutual fund companies by ensuring that sales of other, competing products are subject to similar sales and disclosure rules.
(subscription req'd)
NASD Chairman Calls For Annuity Sales Harmonization
Source: National Underwriter