Wednesday, September 14, 2005
SEC Delays Enforcement Of Investment Advisor Rule
Broker-dealers are getting 4 more months to comply with a new regulation that will affect sales of variable life and variable annuity products through financial planners and discretionary brokerage accounts.
(subscription req'd)
SEC Delays Enforcement Of Investment Advisor Rule
Source: National Underwriter
(subscription req'd)
SEC Delays Enforcement Of Investment Advisor Rule
Source: National Underwriter
Permalink posted by armandn @ 7:19 AM 
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