Tuesday, December 13, 2005
Compromise sought in regulating fee advisers
Brokers who act as investment advisers should be regulated as legal fiduciaries, according to some proponents of uniform regulation.
In addition, the consumer organization that follows investor issues is suggesting that an independent regulatory body similar to the Public Company Accounting Oversight Board in Washington should be created to regulate investment advisers.
Compromise sought in regulating fee advisers
Source: Investment News (subscription required)
In addition, the consumer organization that follows investor issues is suggesting that an independent regulatory body similar to the Public Company Accounting Oversight Board in Washington should be created to regulate investment advisers.
Compromise sought in regulating fee advisers
Source: Investment News (subscription required)
Permalink posted by armandn @ 1:01 PM 
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