Tuesday, March 21, 2006
Industry Eyes Hearing In Key Index Annuity Case
A closely watched case involving the sale of equity index annuities by a brokerage firm is set to begin today with an administrative hearing in Boston.
Charges filed against Investors Capital Corp. by Massachusetts securities regulators allege that the Lynnfield, Mass., independent-contractor firm should have supervised sales of equity index annuities made by its representatives since 2001.
Industry Eyes Hearing In Key Index Annuity Case
Source: Investment News (subscription required)
Charges filed against Investors Capital Corp. by Massachusetts securities regulators allege that the Lynnfield, Mass., independent-contractor firm should have supervised sales of equity index annuities made by its representatives since 2001.
Industry Eyes Hearing In Key Index Annuity Case
Source: Investment News (subscription required)
Permalink posted by armandn @ 11:57 AM 
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