Monday, May 22, 2006
NASD: Disclosure Needs To Be Priority
NASD's chairman and CEO wants the regulator's proposed mutual fund point-of-sale-disclosure form extended to cover exchange traded funds, separately managed accounts and all forms of annuities.
"Let's not limit the Profile Plus to mutual funds," Robert Glauber told the 1,250 attendees at the Investment Company Institute's general membership meeting last week in Washington.
NASD: Disclosure Needs To Be Priority
Source: Investment News (subscription required)
"Let's not limit the Profile Plus to mutual funds," Robert Glauber told the 1,250 attendees at the Investment Company Institute's general membership meeting last week in Washington.
NASD: Disclosure Needs To Be Priority
Source: Investment News (subscription required)
Permalink posted by armandn @ 11:29 AM 
 |
 |  |
  |
