Thursday, August 10, 2006
NASD Fines Firms For Sales Tactics
Regulators took a series of new steps in their efforts against abusive mutual-fund sales practices, as they wind down a crackdown on brokerage firms that allegedly collect special payments to promote favored funds.
NASD Fines Firms For Sales Tactics
Source: Wall Street Journal (subscription required)
NASD Fines Firms For Sales Tactics
Source: Wall Street Journal (subscription required)
Permalink posted by armandn @ 7:57 AM 
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