Friday, February 16, 2007
NASD Charges Two Former Prudential Brokers With Facilitating Hedge Fund Manager's Deceptive Market Timing in Variable Annuities
NASD announced today that it has charged two Utah brokers, Jeffrey Doerr and David Corn, with facilitating a hedge fund manager's deceptive practices to market time through variable annuities offered by three different life insurance companies. Both Doerr and Corn were registered with Prudential Securities, Inc. (PSI) - now known as Prudential Equity Group - but have since left the firm. NASD also charged the brokers' branch manager, Darrel Trost, with failing to supervise their activities.
NASD Charges Two Former Prudential Brokers With Facilitating Hedge Fund Manager's Deceptive Market Timing in Variable Annuities
Source: Insurance News Net
NASD Charges Two Former Prudential Brokers With Facilitating Hedge Fund Manager's Deceptive Market Timing in Variable Annuities
Source: Insurance News Net
Permalink posted by armandn @ 6:18 AM 
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