Thursday, May 03, 2007

 

A.G. Edwards Settles Mutual-Fund Timing Case

A.G. Edwards Inc. Wednesday agreed to pay $3.86 million to settle regulatory allegations that it failed to censure brokers who used "deceptive means" to place improper market-timing trades in mutual funds.

A.G. Edwards Settles Mutual-Fund Timing Case
Source: CBS Marketwatch

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