Thursday, September 06, 2007
AXA Settles Charges for $3.8M
Asset management firm AXA Advisors will pay nearly $4 million in refunds and fines to settle charges that it failed to adequately supervise its fee-based brokerage business, and distributed misleading sales information, according to Crain's New York Business.
AXA Settles Charges for $3.8M
Source: Investment News (subscription required)
AXA Settles Charges for $3.8M
Source: Investment News (subscription required)
Permalink posted by armandn @ 7:00 AM 
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