Friday, January 18, 2008
SEC takes strict view on client data
In an argument about a potential violation of a privacy regulation in the brokerage industry, the SEC is taking an extremely strict and narrow view of how registered representatives can use client information when they switch firms...
Investment News: SEC takes strict view on client data
Investment News: SEC takes strict view on client data
Permalink posted by markw @ 4:42 AM 
 |
 |  |
  |
