Thursday, August 07, 2008

 

The Legal Problems the NASD/FINRA May Face by Making EIAs as a Security

An examination of the Securities Act of 1933 and IRS Rule 151 produces the logical delineation by which the SEC has separated insurance and securities products. Let's start with a brief description of each Section.

The Legal Problems the NASD/FINRA May Face by Making EIAs as a Security
Source: Producers Web

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