Friday, May 15, 2009
SEC Proposes Rule Amendments to Increase Investor Protection With Investment Advisors
Following the oversight failures with the Bernard Madoff Ponzi scheme, the SEC is proposing rule amendments that seek to better regulate investment advisers and restore investor confidence.
The SEC is proposing an annual surprise exam of investment advisers performed by an independent public accountant to verify client assets exist.
SEC Proposes Rule Amendments to Increase Investor Protection With Investment Advisors
Source: Insurance News Net
The SEC is proposing an annual surprise exam of investment advisers performed by an independent public accountant to verify client assets exist.
SEC Proposes Rule Amendments to Increase Investor Protection With Investment Advisors
Source: Insurance News Net
Permalink posted by armandn @ 11:18 AM 
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