Tuesday, May 26, 2009
Though barred, rogue brokers often find work
Regulators say there is a shortfall of data for investors when it comes to such cases: Keeping track of rogue brokers is a tricky business, particularly when they leave or are booted from the confines of the securities industry, but keep peddling financial products... Take, for example, Jeffrey Forrest, who no longer sells securities through a broker-dealer...
Investment News: Though barred, rogue brokers often find work
Investment News: Though barred, rogue brokers often find work
Permalink posted by markw @ 6:02 AM 
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