Wednesday, June 17, 2009
Finra releases the final version of its variable annuity suitability rule
The regulator delayed the principal review and supervisory procedures due to industry criticism about those provisions
The Financial Industry Regulatory Authority Inc. yesterday adjusted its variable annuity suitability rule, releasing the final version of the much-debated Rule 2821.
Originally, the rule had four major components.
The first established guidelines on annuity recommendations, requiring suitability considerations and disclosures to the consumer...
Investment News: Finra releases the final version of its variable annuity suitability rule
The Financial Industry Regulatory Authority Inc. yesterday adjusted its variable annuity suitability rule, releasing the final version of the much-debated Rule 2821.
Originally, the rule had four major components.
The first established guidelines on annuity recommendations, requiring suitability considerations and disclosures to the consumer...
Investment News: Finra releases the final version of its variable annuity suitability rule
Permalink posted by markw @ 4:39 AM 
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