Monday, June 22, 2009


White House leaves advisers up in the air

Planners and their regulatory concerns don't appear to be on the administration's radar

If you are a commercial banker, savings and loan operator, mortgage broker or hedge fund artist, there is a lot to concern you in the regulatory-reform proposal outlined by the Obama administration last week... If you are a securities broker, the plan might have you shivering in your product-and-customer suitability boots.

But if you are a registered investment adviser or a financial planner you can be forgiven for simply scratching your head, or perhaps sighing with relief, after scouring the detailed analysis and reform suggestions that Treasury Secretary Timothy Geithner forwarded to Congress...

Investment News: White House leaves advisers up in the air

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