Thursday, August 27, 2009
Florida law firm files FINRA claim against Ameriprise
A Florida law firm has filed an arbitration claim against Ameriprise Financial Inc., alleging stockbroker misconduct and negligence... [the firm] filed the claim with the Financial Industry Regulatory Authority, or FINRA. The firm claims that an Ameriprise advisor, Deborah Amilowski, did not properly advise a 77-year-old investor about the risks associated with products that were unsuitable for a person of his age. According to the firm, Amilowski recommended a RiverSource variable annuity as an initial investment to the investor, who was ineligible for a guaranteed death benefit...
BizJournals: Florida law firm files FINRA claim against Ameriprise
BizJournals: Florida law firm files FINRA claim against Ameriprise
Permalink posted by markw @ 4:39 AM 
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