Thursday, October 08, 2009
FSI Supports a Universal Standard of Care for Financial Advice
Group wants to close examination and enforcement gap between B/Ds and RIAs: The Financial Services Institute (FSI), the lobbying and policy advocacy voice for independent broker-dealers and their affiliated financial advisors, has issued a statement on October 6 urging the House Financial Services Committee to apply a new universal standard of care to broker/dealers in addition to investment advisors under the proposed Investor Protection Act of 2009 (IPA)...
Investment Advisor: FSI Supports a Universal Standard of Care for Financial Advice
Investment Advisor: FSI Supports a Universal Standard of Care for Financial Advice
Permalink posted by markw @ 4:57 AM 
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