Wednesday, May 26, 2010
FINRA bars Georgia man for stealing from client’s variable annuity
A registered financial representative from Martinez, Ga., was barred by the Financial Industry Regulatory Authority (FINRA) after he improperly took money from a client’s variable annuity.
Alvin Charles Ramsey served as a registered representative for an elderly customer, who executed a power of attorney, giving Ramsey broad authority over his financial affairs, FINRA records show...
IFA Web News: FINRA bars Georgia man for stealing from client’s variable annuity
Alvin Charles Ramsey served as a registered representative for an elderly customer, who executed a power of attorney, giving Ramsey broad authority over his financial affairs, FINRA records show...
IFA Web News: FINRA bars Georgia man for stealing from client’s variable annuity
Permalink posted by markw @ 4:39 AM 
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